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Plot
Summary
By
Michael J. Cummings...©
2003
........While
lying in bed one morning in his room at a boardinghouse, Joseph K., a thirty-year-old
bank clerk, wonders why the cook has not brought him breakfast at the usual
time, about eight o’clock. Irritated he rings for his landlady. When the
door opens, a strange man named Willem appears at the threshold.
........“Who
are you?”
........Willem
does not respond.
........When
K. says he has been expecting his breakfast, Willem repeats K’s statement
to another man, Franz, in an adjoining room. Franz and Willem laugh. Then
they inform K. he is under arrest. Dumbfounded, K. cannot think of a single
thing he did wrong. Someone must have told lies about him. When he presses
them for information, they tell him that they are not there to explain
why he is to be held, only that he is being held. After K. asks to see
a warrant, all they do is tell him he must resign himself to the fact that
he is under arrest.
........An
inspector arrives and everyone convenes in the room of another tenant,
Fraülein Bürstner, a typist, who is not home. The inspector questions
him further but refuses to disclose the reason for K’s arrest. Frustrated,
K. paces and asks whether he may call an attorney. The inspector does not
object, but says it would be senseless to do so. K. decides not to make
the call.
........When
the men leave, they surprise K. by telling him he is free to go about his
daily affairs as usual, including reporting for work at his bank. Bewildered,
K. thinks being under arrest may not be such a terrible thing. Of course,
there will be a trial, preceded by hearings.
........In
the evening when he returns from work, K. apologizes to the landlady, Frau
Gruber, for being the cause of the commotion that morning. She seems unconcerned
and tells K. not to take the incident seriously. When he leaves for Fraülein
Bürstner’s room, Frau Gruber informs him that she is still out.
........“Is
there something you need from her?” she says.
........K.
explains that he wanted to apologize to her, too, because the morning interrogation
was conducted in her room. Frau Gruber tells him he need not do so; Fraülein
Bürstner’s room has already been tidied up. When K. observes that
the Fraülein Bürstner often stays out late, Frau Gruber gossips
about her, saying she has seen her with different men in other neighborhoods.
After 11:30, Fraülein Bürstner returns and K. describes the morning’s
events. She seems unconcerned until she complains that several photographs
are out of order. When K. tells her he does not know why he is being held,
she says, “Then you should not have come in here at such a late hour.”
But K. continues to talk about the interrogation and even demonstrates
where the interrogators stood. When they hear a loud bang on a door to
an adjoining room, where Frau Gruber’s nephew is staying, Fraülein
Bürstner worries that she and K. are causing a disturbance and tells
K. to leave. In the hallway, he impulsively kisses her on the lips, face,
and neck; she seems impassive, uncaring.
........At
work, K. receives a telephone call to report on Sunday for the first of
a series of hearings. When he arrives at the address, he discovers that
the building is a tenement house. Guttersnipes playing marbles on the steps
block his way. One of them grabs a leg of his trousers to prevent him from
continuing on until a marble reaches its destination. K. does not protest
for fear of causing a scene.
........Once
inside, he goes from room to room to find the court. Each time a door opens
to his knock, he pretends that he is looking for a carpenter while he looks
inside to see whether he has discovered the court.
........“Does
a carpenter named Lanz live here?”
........He
repeats the question again and again, mainly to housewives tending children.
Sometimes the housewives repeat the question to others within.
........“Does
a carpenter named Lanz live here?”
........When
he finally finds the court, the magistrate scolds him for his tardiness
and wants to know whether he is a house painter. At wit’s end, K. harangues
the court, receiving applause from the spectators seated before the bench.
He leaves.
K. returns to the court
the following Sunday but makes no progress. In the hallways of the building
are others awaiting hearings.
On the recommendation
of his uncle, K. sees an attorney, Dr. Huld, who is sick in bed but is
well informed about K.’s case. The attorney’s nurse, Leni, gets K.’s attention
and makes a pass. After urging K. to confess to his crime, she inquires
about his girlfriend, a waitress named Elsa, and asks whether she has a
webbed hand like Leni. Dr. Huld, meanwhile, is unable to remedy K.’s problem
and, after six months, his case is where it was on the first day–nowhere.
At the bank, one of his customers, a manufacturer, furtively tells K.,
“I heard about your trial from a painter named Titorelli.” According to
the manufacturer, Titorelli makes most of his income painting portraits
of judges and, over time, has learned about the inner workings of the justice
system. He might be able to advise K. When K. visits him, Titorelli tells
him that it is impossible to gain outright acquittal. Instead, he must
prolong the case by gaining a temporary acquittal, then a new trial, then
another temporary acquittal, then another new trial, and so on. In the
end, Titorelli is no help at all, and K. leaves–after buying several landscape
paintings that he doesn’t really want.
........When
K. returns to see Dr. Huld, his nurse, Leni, is in the kitchen with another
client, a grain merchant named Rudi Block. Apparently Leni and Block have
been flirting–or more. K. asks whether they are lovers, but Leni dodges
the question and begins making soup for Dr. Huld. When K. talks with Block,
Block says five lawyers have been handling his case, which is still in
the courts after five years. K. goes into Huld’s room to fire him, and
Block and Leni follow. After K. expresses his displeasure with Huld, the
lawyer tells him little progress can be expected in any court case. He
tells Block his case is still at the beginning and that a judge believes
the outcome will be unfavorable. However, Huld says, he will continue pressing
the court on Block’s behalf.
........One
day, the president of the bank where K. works asks him to escort an important
client–an Italian business executive with an interest in art–through a
local cathedral with interesting artworks. K. was chosen because of his
knowledge of art and architecture. When K. arrives at the appointed time,
the Italian is nowhere to be seen, and the church is empty. While K. waits
for the Italian, a priest mounts a pulpit. A sermon? Is there really going
to be a sermon when only one person is in the pews? How absurd. K. quickly
walks down the central aisle, hoping to reach the exit before the sermon
begins. The voice of the priest then reverberates through the church: “Joseph
K.!”
Surprised, K. turns around.
........“You
are being held for trial.”
........“Yes,
I’ve been notified,” K. replies.
........“Good.
You’re the one I want.”
........The
priest, it turns out, is a prison chaplain who arranged for K. to be in
the cathedral that morning. He tells K. his trial is going poorly and that
he will probably be found guilty in a lower court. When K. says he plans
to get further help and seek acquittal, the priest frowns on the idea and
lowers his head. The church, meanwhile, has darkened because of a storm.
........“Are
you angry?” K. says.
........No
reply.
........“It
wasn’t my intention to insult you.”
........After
a long silence, the priests comes down from the pulpit and talks with K.
After K. compliments the priest for his friendly manner, the priest says
K. is deceiving himself. In a roundabout way–through a parable–he tells
K. that he must accept things as they are; he cannot fight them. What is
important is not whether everything the court says is true; what is important
is that the court’s action is necessary.
........After
six more months pass and K.’s case continues to stagnate, two men wearing
top hats arrive at K’s boardinghouse at 9:30 in the evening.
........“You’re
here for me?” K. says.
........They
nod.
........Outside,
they take him by the arms and lead him through the streets. He stops and
resists, gluing his feet to the pavement. Ahead he sees Fraülein Bürstner
in the shadows–or someone who looks like her. In a moment, he decides it
is futile to resist and resumes walking. Eventually, they arrive at a stone
quarry outside the city. One of the men strips K. bare to the waist. When
he shivers, the man pats him on the back as if to say, “It’ll be all right.”
Next, they find a stone block, lay K. down and place his head on it, and
take out a butcher knife. In the top story of a building across from the
quarry, K. sees a figure leaning out of an open window Who is it?
........One
of the men plunges the knife into K.’s heart and twists it.
....
.
..
Setting
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European city in a country
with an oppressive government. The atmosphere is gray and gloomy. Kafka,
a Czech who wrote in German, may have had in mind the city of his birth,
Prague. (Until 1918, Prague was part of Austria-Hungary, also called the
Austro-Hungarian Empire. Late that year, Austria-Hungary dissolved as part
of the outcome of the First World War. Austria and Hungary became republics,
as did Czechoslovakia–with Prague as its capital. The nation was made up
of Czechs, Slovaks, and minority groups that included Germans, Ukrainians,
and Hungarians. Czechoslovakia fell under Nazi domination between 1939
and 1945, then under Soviet communist domination until 1989, when Soviet
communism collapsed. In 1993 Czechoslovakia was divided into two republics,
the Czech Republic and Slovakia. Prague is the capital of the former.)
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Main
Characters
.
Protagonist: Joseph
K.
Antagonist: The Government
and Court System
..
Joseph K. Bank officer
accused of an undisclosed crime.
Frau Gruber Joseph
K.’s landlady.
Fraülein Bürstner
Tenant in Joseph K.’s boardinghouse.
Dr. Huld Joseph K.’s
invalid lawyer.
Leni Dr. Huld’s nurse.
Titorelli Painter
who advises Joseph K. on court proceedings.
Willem, Franz Arresting
officers.
Investigator Official
who interrogates Joseph K. after his arrest.
Bank executives and
Employees
Court and Police Officials
Various citizens
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Type
of Work
.
The Trial is a novel
that expresses the frustration, anxiety, and loneliness of a man in an
age of big government. Kafka wrote it in German, as he did all of his works.
It was published in 1925, a year after Kafka's death. Der Prozess
(The Process), the German title of the novel, is apt, for it suggests
that justice in Kafka's fictional world (which, of course, reflects justice
in the real world) is a continuing process. In Joseph K.'s case, the process
does not end until K. dies..
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Themes
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Theme 1
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A force or entity beyond
the control and scrutiny of the individual arbitrarily determines his or
her destiny, justly or unjustly. A man has no alternative but to accept
this destiny. In The Trial, the force or entity is ostensibly the
government and symbolically fate, divine will, luck–in fact, anything or
anyone that rules humans by whim or caprice. Sophocles develops this theme
in Oedipus Rex, in which
the protagonist, Oedipus–powerless to overturn the verdict of fate–kills
his own father and marries his own mother. In King
Lear, Shakespeare sums up this theme when Gloucester observes,
“As flies to wanton boys, are we to the gods. They kill us for their sport.”
Thomas Hardy made this theme central to many of his novels. His characters
are dominated by environmental, psychological, or biological determinism.
Of course, one of the most famous expositions of this theme is in the Bible
in the Book of Job.
.
Theme 2
.
Big government is unwieldy,
unfair, and unforgiving. In this respect, The Trial is a visionary
novel that warns civilization, wittingly or unwittingly, of the coming
tyranny of totalitarian governments in Nazi Germany, Stalinist Russia,
and Fascist Italy. It also attacks governments of every kind, whether Democratic
or otherwise, that rely on clumsy bureaucracies to conduct day-to-day affairs.
If you have ever had to wait in a long line to conduct business with a
local, state, or federal government–or if you have ever had to complete
government forms with complex and confusing questions–you know how frustrating
government can be.
.
Theme 3
The combined forces of fate
and faceless big government isolate Joseph K., making him feel lonely,
abandoned, friendless. His enemies have cornered him, and he has no weapons
with which to fight back and no champions to come to his rescue.
Theme 4
.
Original sin burdens man
with inherited guilt and holds him accountable for that guilt. According
to the Old Testament of the Bible, Adam and Eve committed the first sin
and passed it on to their descendants, the rest of the human race. In this
sense, Joseph K. is guilty of an "inherited crime." He is held accountable
for it just as the surviving members of a family are responsible for a
debt or property mortgage inherited from a deceased member.
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Climax
.
The
climax of a narrative work can be defined as (1) the turning point at which
the conflict begins to resolve itself for better or worse, or as (2) the
final and most exciting event in a series of events. The climax of The
Trial occurs, according to the first definition, when Joseph K. realizes
that his fate is sealed after the priest in the cathedral tells him, "You
don't need to accept everything as true, you only have to accept it as
necessary." Joseph responds, "Depressing view. The lie made into the rule
of the world." According to the second definition,
the climax occurs in the final chapter when Joseph K., having accepted
his fate, willingly allows two men to escort him through the streets to
a stone quarry, where they execute him.
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Style
and Content
.
The novel is written in
German in uncomplicated, well-crafted, easy-to-understand sentences designed
to depict the feelings evoked in Joseph K. by the world around him, as
in expressionism. Sometimes these feelings manifest themselves in irrational,
nightmarish images, as in surrealism. The Trial is a dark and depressing
novel–and, at times, laugh-out-loud funny. In his attempt to solve his
problem, the main character, Joseph K., is as hapless as the cartoon character
Wile E. Coyote in his attempts to snare the roadrunner. Kafka's bone-dry
wit and flair for surreal humor–an example of which occurs in a passage
in which he meets an attractive woman but discovers she has webbed hands–are
unsurpassed in Twentieth Century literature. In a Kafka short story entitled
"The Metamorphosis," the main character, Gregor Samsa, suffers a kind of
loneliness similar to, but even more intense than, Joseph K.'s: Samsa awakens
one day to discover that he has turned into a huge insect. Following is
the opening paragraph of this story:
One morning, when Gregor
Samsa woke from troubled dreams, he found himself transformed in his bed
into a horrible vermin. He lay on his armour-like back, and if he
lifted his head a little he could see his brown belly, slightly domed and
divided by arches into stiff sections. The bedding was hardly able to cover
it and seemed ready to slide off any moment. His many legs, pitifully thin
compared with the size of the rest of him, waved about helplessly as he
looked.–(Wylie, David, translator. Project
Gutenberg text.)
Gregor is like Joseph K. in
that he wakes up one day to find himself in a predicament that was apparently
not of his own making. And, like Joseph K., Gregor has no way to banish
his predicament. In "The Metamorphosis," as in The Trial, Kafka's
eccentric humor tempers the edge of the phantasmagoric circumstances in
which the protagonist finds himself. For example, Samsa wonders whether
he can make it to work walking on so many spindly legs. Kafka's ability
to write humor into a ridiculously surreal story is a hallmark of his style.
Although Samsa's sister
takes pity on him and feeds him, everyone else rejects him. As an outcast,
he has only one future to look forward to: death. Both Gregor Samsa and
Joseph K. are innocent victims of an uncaring society.
.
Kafka
and Expressionism
Franz Kafka is frequently
identified with the early 20th Century expressionism. In literature, expressionism
is a movement or writing technique in which a writer depicts a character’s
feelings about a subject (or the writer’s own feelings about it) rather
than the objective surface reality of the subject. A writer, in effect,
presents his interpretation of what he sees. Often, the depiction is a
grotesque distortion or phantasmagoric representation of reality. However,
there is logic to this approach for these reasons: (1) Not everybody perceives
the world in the same way. What one person may see as beautiful or good
another person may see as ugly or bad. Sometimes a writer or his character
suffers from a mental debility, such as depression or paranoia, which alters
his perception of reality. Expressionism enables the writer to present
this altered perception. When Joseph K. perceives reality, he sees it through
the lens of his mind’s eye. A scene that may appear normal or even cheerful
to another character may appear bleak and depressing to him. Moreover,
the outward appearance of a person, place, or thing may not reflect its
true essence in the first place. Shakespeare expressed this view in The
Merchant of Venice:
A goodly apple rotten at
the heart:
O, what a goodly outside
falsehood hath!
(Antonio to Bassanio, Act
I, Scene III, Lines 98-102)
Expressionist writers often
present the real world as bizarre, fantastic, and nightmarish because that
is how they, or the characters in their works, see the world. Their distortions
are
the real world. Besides Kafka, writers who used expressionist techniques
included James Joyce and Eugene
O’Neill.
.
Biographical
Information
.
Franz Kafka was well primed
to write a novel about an isolated individual. His father despised him,
he never married, and he was a Jew at a time when anti-Semitism was gaining
sway again in Europe. Kafka was born on July 3, 1883, in Prague (now part
of the Czech Republic but then part of Austria-Hungry). When he was an
adolescent, he was a good student, but he disliked the traditional, hidebound,
authoritarian approach to education at his school, the Altstädter
Staatsgymnasium. Although he later earned a law degree at the Charles University
in Prague, he did not practice law but instead worked in Prague for an
insurance company and then for an insurance institute. He found insurance
work tedious. Nevertheless, he did his job well, earning the respect of
colleagues, and remained an office worker until 1923, when he moved to
Berlin to pursue writing. By then, however, he was suffering from tuberculosis
and died the following year. Throughout his life, he was never close to
his parents, Hermann Kafka and Julie Löwy Kafka. His father, a successful
merchant, was a tyrant who bullied Franz psychologically. In some ways,
the court system in The Trial represents the negative influence
of Hermann Kafka on his son. Although Kafka had relationships with several
women, one to whom he was engaged, he never married. At the end of his
life, Kafka was almost completely isolated–from his family, from a regular
job and the companionship of co-workers, from the wife that he never had,
and from anti-Semitic Germans whose language he wrote in. He tried desperately
to find God--whom he regarded as an "indestructible" reality--but felt
that God remained distant from him. He did have one close friend, however:
Max Brod, an essay writer, drama critic, and novelist who published Kafka's
works after he died even though Kafka had told him to destroy all of his
manuscripts. Among Franz Kafka's other works are
Meditation (1913),
The Judgment (1912), "Metamorphosis" (1915),
In the Penal Colony
(1919), "A Hunger Artist" (1922),
The Castle (1926), and Amerika (1927). He died on June 3,
1924, at Kierling, Austria. For a more detailed biography of Franz Kafka,
click here.
Study
Questions and Essay Topics
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Why did Kafka name The Trial's
protagonist Joseph K. but give other characters a last name?
-
In a good dictionary, look up
Kafkaesque,
a word derived from Kafka's name and the themes of his literary works.
Then discuss or write about experiences of yours, including dreams, that
you would describe as Kafkaesque.
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When The Trial was published
in 1925, totalitarianism was taking root in Italy, Germany, and the Soviet
Union (Russia). What is totalitarianism? In what ways are totalitarian
governments similar to the government in The Trial?
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If you were in Joseph K's place,
what action would you take to exonerate yourself?
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Does the government justice
system in The Trial resemble in any way the justice system in present-day
America or any other country? Explain your answer.
-
Do you believe that it is also
possible that the justice system in The Trial symbolizes Kafka's
domineering father? If so, write an essay or generate a discussion in which
you cite passages from The Trial, as well as incidents from Kafka's
life, that support this interpretation.
-
Are Joseph K.'s encounters with
women in The Trial based on author Kafka's encounters with women?
Explain your answer.
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Does Joseph K. resemble his
creator, Franz Kafka?
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In what ways does Joseph K.'s
ordeal resemble the sometimes frustrating experiences you face when dealing
with big government?
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